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Hartje Karen's Form 4 filing

Sezzle Inc. (SEZL) · filed Jan 21, 2025

Accession no.
0001662991-25-000023
Filed
Jan 21, 2025
Trade date
Jan 16, 2025
Filing delay
5 days
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.09M. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hartje KarenCIK 0001865032Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 16, 2025Common Stock, par value $0.00001 per shareMOption exerciseAcquired+3,457$31.92+$110,347.4438,578Direct
Jan 16, 2025Common Stock, par value $0.00001 per shareSSaleDisposed−3,457$316.32F1−$1,093,518.2435,121Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 16, 2025Common Stock, par value $0.00001 per shareMOption exerciseDisposed−3,457$0.00$09,702Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The sales were effected in multiple transactions at prices ranging from $312.60 to $321.32, inclusive, on January 16, 2025. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)