Krause Justin's Form 4/A amendment
AmendedSezzle Inc. (SEZL) · filed Jun 26, 2024
- Accession no.
- 0001662991-24-000182
- Filed
- Jun 26, 2024
- Trade date
- Jun 24, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Jun 24, 2024
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $160.1K. It was filed 2 days after the trade.
This amendment replaces 0001662991-24-000178 (filed Jun 24, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Krause JustinCIK 0001866794 | Officer (SVP FINANCE AND CONTROLLER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 24, 2024 | Common Stock, par value $0.00001 per share | MOption exerciseAcquired | +2,000 | $1.90 | +$3,800 | 18,658 | Direct | |
| Jun 24, 2024 | Common Stock, par value $0.00001 per share | SSaleDisposed | −368 | $78.00 | −$28,704 | 18,290 | Direct | |
| Jun 24, 2024 | Common Stock, par value $0.00001 per share | SSaleDisposed | −1,632 | $80.50 | −$131,376 | 16,658 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 24, 2024 | Common Stock, par value $0.00001 per share | MOption exerciseDisposed | −2,000 | $1.90 | −$3,800 | 1,619 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
These options fully vested on December 10, 2022.
- F2
Effective May 11, 2023, the common stock of Sezzle Inc. was reverse split 1-for-38, resulting in the shares of common stock underlying the stock options beneficially owned by the reporting person immediately prior to the effect of this Form 4 being consolidated to 3,619 shares of common stock.