Kerrest Jacques Frederic's Form 4 filing
Okta, Inc. (OKTA) · filed Mar 6, 2025
- Accession no.
- 0001660134-25-000053
- Filed
- Mar 6, 2025
- Trade date
- Mar 4-5, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 18 non-derivative transactions and 10 derivative transactions. Open-market sales total $34.0M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kerrest Jacques FredericCIK 0001700842 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2025 | Class A Common Stock | CConversionAcquired | +130,000 | $0.00 | $0 | 130,000 | Direct | |
| Mar 4, 2025 | Class A Common Stock | SSaleDisposed | −65,000 | $103.50 | −$6,727,500 | 65,000 | Direct | |
| Mar 4, 2025 | Class A Common Stock | SSaleDisposed | −65,000 | $106.50 | −$6,922,500 | 0 | Direct | |
| Mar 4, 2025 | Class A Common Stock | CConversionAcquired | +13,332 | $0.00 | $0 | 13,332 | Indirect | |
| Mar 4, 2025 | Class A Common Stock | SSaleDisposed | −6,666 | $103.50 | −$689,931 | 6,666 | Indirect | |
| Mar 4, 2025 | Class A Common Stock | SSaleDisposed | −6,666 | $106.50 | −$709,929 | 0 | Indirect | |
| Mar 4, 2025 | Class A Common Stock | CConversionAcquired | +6,666 | $0.00 | $0 | 6,666 | Indirect | |
| Mar 4, 2025 | Class A Common Stock | SSaleDisposed | −3,333 | $103.50 | −$344,965.5 | 3,333 | Indirect | |
| Mar 4, 2025 | Class A Common Stock | SSaleDisposed | −3,333 | $106.50 | −$354,964.5 | 0 | Indirect | |
| Mar 5, 2025 | Class A Common Stock | CConversionAcquired | +143,852 | $0.00 | $0 | 143,852 | Direct | |
| Mar 5, 2025 | Class A Common Stock | SSaleDisposed | −65,000 | $109.50 | −$7,117,500 | 78,852 | Direct | |
| Mar 5, 2025 | Class A Common Stock | SSaleDisposed | −78,852 | $112.50 | −$8,870,850 | 0 | Direct | |
| Mar 5, 2025 | Class A Common Stock | CConversionAcquired | +13,342 | $0.00 | $0 | 13,342 | Indirect | |
| Mar 5, 2025 | Class A Common Stock | SSaleDisposed | −6,666 | $109.50 | −$729,927 | 6,676 | Indirect | |
| Mar 5, 2025 | Class A Common Stock | SSaleDisposed | −6,676 | $112.50 | −$751,050 | 0 | Indirect | |
| Mar 5, 2025 | Class A Common Stock | CConversionAcquired | +6,671 | $0.00 | $0 | 6,671 | Indirect | |
| Mar 5, 2025 | Class A Common Stock | SSaleDisposed | −3,333 | $109.50 | −$364,963.5 | 3,338 | Indirect | |
| Mar 5, 2025 | Class A Common Stock | SSaleDisposed | −3,338 | $112.50 | −$375,525 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2025 | Class B Common Stock | MOption exerciseDisposed | −130,000 | $0.00 | $0 | 143,852 | Direct | |
| Mar 4, 2025 | Class A Common Stock | MOption exerciseAcquired | +130,000 | $0.00 | $0 | 130,000 | Direct | |
| Mar 4, 2025 | Class A Common Stock | CConversionDisposed | −130,000 | $0.00 | $0 | 0 | Direct | |
| Mar 4, 2025 | Class A Common Stock | CConversionDisposed | −13,332 | $0.00 | $0 | 171,010 | Indirect | |
| Mar 4, 2025 | Class A Common Stock | CConversionDisposed | −6,666 | $0.00 | $0 | 86,047 | Indirect | |
| Mar 5, 2025 | Class B Common Stock | MOption exerciseDisposed | −143,852 | $0.00 | $0 | 0 | Direct | |
| Mar 5, 2025 | Class A Common Stock | MOption exerciseAcquired | +143,852 | $0.00 | $0 | 143,852 | Direct | |
| Mar 5, 2025 | Class A Common Stock | CConversionDisposed | −143,852 | $0.00 | $0 | 0 | Direct | |
| Mar 5, 2025 | Class A Common Stock | CConversionDisposed | −13,342 | $0.00 | $0 | 157,668 | Indirect | |
| Mar 5, 2025 | Class A Common Stock | CConversionDisposed | −6,671 | $0.00 | $0 | 79,376 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.