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Schwartz Larissa's Form 4 filing

Okta, Inc. (OKTA) · filed Feb 18, 2025

Accession no.
0001660134-25-000033
Filed
Feb 18, 2025
Trade date
Feb 13, 2025
Filing delay
5 days
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $950.7K. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Schwartz LarissaCIK 0001968125Officer (See Remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 13, 2025Class A Common StockCConversionAcquired+9,507$0.00$048,136Direct
Feb 13, 2025Class A Common StockSSaleDisposed−9,507$100.00F4−$950,70038,629Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 13, 2025Class B Common StockMOption exerciseDisposed−9,507$0.00$00Direct
Feb 13, 2025Class A Common StockMOption exerciseAcquired+9,507$0.00$09,507Direct
Feb 13, 2025Class A Common StockCConversionDisposed−9,507$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F4

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.00 to $100.01 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Remarks

Chief Legal Officer and Corporate Secretary

Read the full filing on SEC EDGAR (opens in a new tab)