Kerrest Jacques Frederic's Form 4 filing
Okta, Inc. (OKTA) · filed Jan 30, 2025
- Accession no.
- 0001660134-25-000008
- Filed
- Jan 30, 2025
- Trade date
- Jan 28, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 9 non-derivative transactions and 5 derivative transactions. Open-market sales total $13.9M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kerrest Jacques FredericCIK 0001700842 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 28, 2025 | Class A Common Stock | CConversionAcquired | +130,000 | $0.00 | $0 | 130,000 | Direct | |
| Jan 28, 2025 | Class A Common Stock | SSaleDisposed | −65,000 | $91.50 | −$5,947,500 | 65,000 | Direct | |
| Jan 28, 2025 | Class A Common Stock | SSaleDisposed | −65,000 | $94.50 | −$6,142,500 | 0 | Direct | |
| Jan 28, 2025 | Class A Common Stock | CConversionAcquired | +13,332 | $0.00 | $0 | 13,332 | Indirect | |
| Jan 28, 2025 | Class A Common Stock | SSaleDisposed | −6,666 | $91.50 | −$609,939 | 6,666 | Indirect | |
| Jan 28, 2025 | Class A Common Stock | SSaleDisposed | −6,666 | $94.50 | −$629,937 | 0 | Indirect | |
| Jan 28, 2025 | Class A Common Stock | CConversionAcquired | +6,666 | $0.00 | $0 | 6,666 | Indirect | |
| Jan 28, 2025 | Class A Common Stock | SSaleDisposed | −3,333 | $91.50 | −$304,969.5 | 3,333 | Indirect | |
| Jan 28, 2025 | Class A Common Stock | SSaleDisposed | −3,333 | $94.50 | −$314,968.5 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 28, 2025 | Class B Common Stock | MOption exerciseDisposed | −130,000 | $0.00 | $0 | 403,852 | Direct | |
| Jan 28, 2025 | Class A Common Stock | MOption exerciseAcquired | +130,000 | $0.00 | $0 | 130,000 | Direct | |
| Jan 28, 2025 | Class A Common Stock | CConversionDisposed | −130,000 | $0.00 | $0 | 0 | Direct | |
| Jan 28, 2025 | Class A Common Stock | CConversionDisposed | −13,332 | $0.00 | $0 | 197,674 | Indirect | |
| Jan 28, 2025 | Class A Common Stock | CConversionDisposed | −6,666 | $0.00 | $0 | 99,379 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.