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Schwartz Larissa's Form 4 filing

Okta, Inc. (OKTA) · filed Sep 17, 2024

Accession no.
0001660134-24-000140
Filed
Sep 17, 2024
Trade date
Sep 15-16, 2024
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 13 non-derivative transactions and 6 derivative transactions. Open-market sales total $206.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Schwartz LarissaCIK 0001968125Officer (See Remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 15, 2024Class A Common StockMOption exerciseAcquired+104$0.00$027,118Direct
Sep 15, 2024Class A Common StockFTax withholdingDisposed−53$0.00$027,065Direct
Sep 15, 2024Class A Common StockMOption exerciseAcquired+169$0.00$027,234Direct
Sep 15, 2024Class A Common StockFTax withholdingDisposed−86$0.00$027,148Direct
Sep 15, 2024Class A Common StockMOption exerciseAcquired+316$0.00$027,464Direct
Sep 15, 2024Class A Common StockFTax withholdingDisposed−161$0.00$027,303Direct
Sep 15, 2024Class A Common StockMOption exerciseAcquired+108$0.00$027,411Direct
Sep 15, 2024Class A Common StockFTax withholdingDisposed−55$0.00$027,356Direct
Sep 15, 2024Class A Common StockMOption exerciseAcquired+4,446$0.00$031,802Direct
Sep 15, 2024Class A Common StockFTax withholdingDisposed−2,254$0.00$029,548Direct
Sep 15, 2024Class A Common StockMOption exerciseAcquired+1,937$0.00$031,485Direct
Sep 15, 2024Class A Common StockFTax withholdingDisposed−982$0.00$030,503Direct
Sep 16, 2024Class A Common StockSSaleDisposed−2,790$74.01−$206,487.927,713Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 15, 2024Class A Common StockMOption exerciseDisposed−104$0.00$0104Direct
Sep 15, 2024Class A Common StockMOption exerciseDisposed−169$0.00$0337Direct
Sep 15, 2024Class A Common StockMOption exerciseDisposed−316$0.00$01,580Direct
Sep 15, 2024Class A Common StockMOption exerciseDisposed−108$0.00$0649Direct
Sep 15, 2024Class A Common StockMOption exerciseDisposed−4,446$0.00$026,672Direct
Sep 15, 2024Class A Common StockMOption exerciseDisposed−1,937$0.00$019,367Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

Chief Legal Officer and Corporate Secretary

Read the full filing on SEC EDGAR (opens in a new tab)