Barnes David A's Form 4 filing
Hertz Global Holdings, Inc (HTZ) · filed Jul 2, 2021
- Accession no.
- 0001657853-21-000049
- Filed
- Jul 2, 2021
- Trade date
- Jun 15-30, 2021
- Filing delay
- 17 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $60.2K. It was filed 17 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barnes David ACIK 0001313943 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2021 | Common Stock | SSaleDisposed | −7,624 | $7.89F1 | −$60,153.36 | 22,105 | Direct | |
| Jun 30, 2021 | Common Stock | DReturned to the companyDisposed | −22,105 | $0.00 | $0 | 0 | Direct | |
| Jun 30, 2021 | New Common Stock | AGrant or awardAcquired | +1,999 | $0.00 | $0 | 1,999 | Direct | |
| Jun 30, 2021 | New Common Stock | AGrant or awardAcquired | +188 | $10.00 | +$1,880 | 2,187 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 30, 2021 | New Common Stock | AGrant or awardAcquired | +188 | $0.00 | $0 | 188 | Direct | |
| Jun 30, 2021 | New Common Stock | MOption exerciseDisposed | −188 | $0.00 | $0 | 0 | Direct | |
| Jun 30, 2021 | New Common Stock | AGrant or awardAcquired | +14,147 | $0.00 | $0 | 14,147 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported is the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.83 to $7.91. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range.
Referenced by the price of 1 transaction in Table I.
Remarks
The open market sale on June 15, 2021 was reported late due to an administrative oversight. The Reporting Person resigned as a director of the Issuer effective June 30, 2021. As a result, the Reporting Person is no longer subject to Section 16 in connection with transactions in the securities of the Company and therefore will no longer report any such transactions on Form 4 and Form 5.