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Adler Jason Marc's Form 4 filing

Cronos Group Inc. (CRON) · filed Nov 17, 2022

Accession no.
0001656472-22-000176
Filed
Nov 17, 2022
Trade date
Nov 15-16, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions. Open-market purchases total $856.3K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Adler Jason MarcCIK 0001796212Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 15, 2022COMMON SHARESPPurchaseAcquired+51,002$3.10F1+$158,106.2102,004Indirect
Nov 15, 2022COMMON SHARESPPurchaseAcquired+118,998$3.10F1+$368,893.8237,996Indirect
Nov 16, 2022COMMON SHARESPPurchaseAcquired+33,259$2.97F4+$98,779.23135,263Indirect
Nov 16, 2022COMMON SHARESPPurchaseAcquired+77,601$2.97F4+$230,474.97315,597Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.035 to $3.165. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Referenced by the price of 2 transactions in Table I.

F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.9289 to $3.07. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)