Peck Ronald's Form 4/A amendment
AmendedArvinas, Inc. (ARVN) · filed Aug 16, 2022
- Accession no.
- 0001655759-22-000034
- Filed
- Aug 16, 2022
- Trade date
- Aug 12, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Aug 16, 2022
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $69.0K. It was filed 4 days after the trade.
This amendment replaces 0001655759-22-000032 (filed Aug 16, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Peck RonaldCIK 0001783868 | Officer (Chief Medical Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2022 | Common Stock | MOption exerciseDisposed | −4,010 | $0.00 | $0 | 4,010 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.
Referenced by the price of 1 transaction in Table I.
- F2
This sale was made to cover withholding taxes following the vesting of previously granted Restricted Stock Units.
- F3
This amendment is being filed to correct the sales price reported on the reporting person's Form 4 filed on August 16, 2022.
Referenced by the price of 1 transaction in Table I.
- F4
On July 29, 2019, the reporting person was granted 16,041 Restricted Stock Units, vesting in four equal annual installments beginning July 29, 2020.