Ellis Thomas B's Form 4 filing
Lightpath Technologies Inc (LPTH) · filed Jan 7, 2026
- Accession no.
- 0001654954-26-000151
- Filed
- Jan 7, 2026, 7:39 PM ET
- Trade date
- Dec 31, 2025-Jan 5, 2026
- Filing delay
- 7 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $9.03M. It was filed 7 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ellis Thomas BCIK 0001283774 | Director, 10% Owner |
| North Run Strategic Opportunities Fund I, LPCIK 0002052913 | Director, 10% Owner |
| North Run GP, LPCIK 0001283772 | Other: Member |
| North Run Advisors, LLCCIK 0001283773 | Other: Member |
| Hammer Todd BCIK 0001283775 | Other: Member |
| North Run - Due North Partners, LPCIK 0001921221 | Other: Member |
| Bosco MichaelCIK 0002058718 | Other: Member |
| North Run Strategic Opportunities Fund I GP, LLCCIK 0002058804 | Other: Member |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 5, 2026 | Class A Common Stock | XIn-the-money exerciseAcquired | +3,499,289 | $2.58 | +$9,028,165.62 | 3,499,289 | Indirect | |
| Jan 5, 2026 | Class A Common Stock | SSaleDisposed | −770,321 | $11.72 | −$9,028,162.12 | 2,728,968 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 31, 2025 | Class A Common Stock | DReturned to the companyDisposed | −1,860,465 | $2.15 | −$3,999,999.75 | 0 | Indirect | |
| Jan 5, 2026 | Class A Common Stock | XIn-the-money exerciseDisposed | −3,499,289 | $0.00 | $0 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.