Forager Fund, L.P.'s Form 4 filing
Regional Management Corp. (RM) · filed Jan 15, 2025
- Accession no.
- 0001654954-25-000449
- Filed
- Jan 15, 2025, 4:44 PM ET
- Trade date
- Jan 13-15, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $1.72M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Forager Fund, L.P.CIK 0001539281 | 10% Owner |
| Kissel Edward UrbanCIK 0001877495 | 10% Owner |
| MacArthur Robert SymmesCIK 0001877496 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 13, 2025 | Common Stock, par value $0.10 per share | SSaleDisposed | −21,805 | $32.17F1 | −$701,434.14 | 1,021,216 | Direct | |
| Jan 14, 2025 | Common Stock, par value $0.10 per share | SSaleDisposed | −14,103 | $32.78F3 | −$462,289.29 | 1,007,113 | Direct | |
| Jan 15, 2025 | Common Stock, par value $0.10 per share | SSaleDisposed | −16,219 | $34.21F4 | −$554,772.52 | 990,894 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.48, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.47 to $33.29, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.65 to $34.59, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range
Referenced by the price of 1 transaction in Table I.