Skip to main content

Goplerud Penne A's Form 4 filing

Ur-Energy Inc (URG) · filed Sep 25, 2024

Accession no.
0001654954-24-012308
Filed
Sep 25, 2024
Trade date
Sep 24, 2024
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $128.2K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Goplerud Penne ACIK 0001595551Officer (Gen Counsel and Corp Secretary)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 24, 2024Common SharesMOption exerciseAcquired+105,081$0.59F1+$61,997.79517,976Direct
Sep 24, 2024Common SharesSSaleDisposed−105,081$1.22F2−$128,198.82412,895Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 24, 2024Common SharesMOption exerciseDisposed−105,081$0.00$0529,396Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The options were exercised and the shares were acquired at $0.79 Canadian dollars, $0.5866 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7425).

Referenced by the price of 1 transaction in Table I.

F2

The shares were sold at $1.64 Canadian dollars, $1.2177 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7425).

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)