Boberg W. William's Form 4 filing
Ur-Energy Inc (URG) · filed Nov 6, 2023
- Accession no.
- 0001654954-23-013830
- Filed
- Nov 6, 2023
- Trade date
- Nov 2, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $146.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Boberg W. WilliamCIK 0001595538 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2023 | Common Shares | MOption exerciseAcquired | +50,527 | $0.66F1 | +$33,347.82 | 1,087,518 | Direct | |
| Nov 2, 2023 | Common Shares | SSaleDisposed | −50,527 | $1.62F2 | −$81,853.74 | 1,036,991 | Direct | |
| Nov 2, 2023 | Common Shares | MOption exerciseAcquired | +40,000 | $0.57F3 | +$22,800 | 1,076,991 | Direct | |
| Nov 2, 2023 | Common Shares | SSaleDisposed | −40,000 | $1.61F4 | −$64,400 | 1,036,991 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2023 | Common Shares | MOption exerciseDisposed | −50,527 | $0.00 | $0 | 586,651 | Direct | |
| Nov 2, 2023 | Common Shares | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 546,651 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6605 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7258).
Referenced by the price of 1 transaction in Table I.
- F2
The shares were sold at $2.228 Canadian dollars, $1.6171 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7258).
Referenced by the price of 1 transaction in Table I.
- F3
The options were exercised and the shares were acquired at $0.79 Canadian dollars, $0.5734 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7258).
Referenced by the price of 1 transaction in Table I.
- F4
The shares were sold at $2.2135 Canadian dollars, $1.6066 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7258).
Referenced by the price of 1 transaction in Table I.