Carroll Jonathan P's Form 4 filing
Blue Dolphin Energy Co (BDCO) · filed Aug 21, 2023
- Accession no.
- 0001654954-23-011062
- Filed
- Aug 21, 2023
- Trade date
- Aug 17-18, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 14 non-derivative transactions. Open-market purchases total $116.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Carroll Jonathan PCIK 0001284154 | Director, Officer (CEO & President), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 17, 2023 | Common Stock | PPurchaseAcquired | +5,000 | $3.97 | +$19,850 | 3,950,000 | Direct | |
| Aug 17, 2023 | Common Stock | PPurchaseAcquired | +5,000 | $4.00 | +$20,000 | 3,955,000 | Direct | |
| Aug 17, 2023 | Common Stock | PPurchaseAcquired | +4,300 | $3.90 | +$16,770 | 3,959,300 | Direct | |
| Aug 17, 2023 | Common Stock | PPurchaseAcquired | +700 | $3.95 | +$2,765 | 3,960,000 | Direct | |
| Aug 18, 2023 | Common Stock | PPurchaseAcquired | +10,352 | $3.85 | +$39,855.2 | 3,970,352 | Direct | |
| Aug 18, 2023 | Common Stock | PPurchaseAcquired | +1,000 | $3.75 | +$3,750 | 3,971,352 | Direct | |
| Aug 18, 2023 | Common Stock | PPurchaseAcquired | +1,000 | $3.83 | +$3,830 | 3,972,352 | Direct | |
| Aug 18, 2023 | Common Stock | PPurchaseAcquired | +998 | $3.76 | +$3,752.48 | 3,973,350 | Direct | |
| Aug 18, 2023 | Common Stock | PPurchaseAcquired | +800 | $3.75 | +$3,000 | 3,974,150 | Direct | |
| Aug 18, 2023 | Common Stock | PPurchaseAcquired | +200 | $3.70 | +$740 | 3,974,350 | Direct | |
| Aug 18, 2023 | Common Stock | PPurchaseAcquired | +200 | $3.75 | +$750 | 3,974,550 | Direct | |
| Aug 18, 2023 | Common Stock | PPurchaseAcquired | +200 | $3.84 | +$768 | 3,974,750 | Direct | |
| Aug 18, 2023 | Common Stock | PPurchaseAcquired | +150 | $3.84 | +$576 | 3,974,900 | Direct | |
| Aug 18, 2023 | Common Stock | PPurchaseAcquired | +100 | $3.82 | +$382 | 3,975,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.