Walker Kathy E's Form 4 filing
Ur-Energy Inc (URG) · filed Aug 14, 2023
- Accession no.
- 0001654954-23-010793
- Filed
- Aug 14, 2023
- Trade date
- Aug 10, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $77.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Walker Kathy ECIK 0001267135 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2023 | Common Shares | MOption exerciseAcquired | +55,653 | $0.69F1 | +$38,400.57 | 295,733 | Direct | |
| Aug 10, 2023 | Common Shares | SSaleDisposed | −36,592 | $1.13F2 | −$41,348.96 | 259,141 | Direct | |
| Aug 10, 2023 | Common Shares | MOption exerciseAcquired | +50,527 | $0.68F3 | +$34,358.36 | 309,668 | Direct | |
| Aug 10, 2023 | Common Shares | SSaleDisposed | −32,533 | $1.12F4 | −$36,436.96 | 277,135 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2023 | Common Shares | MOption exerciseDisposed | −55,653 | $0.00 | $0 | 637,178 | Direct | |
| Aug 10, 2023 | Common Shares | MOption exerciseDisposed | −50,527 | $0.00 | $0 | 586,651 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The options were exercised and the shares were acquired at $0.93 Canadian dollars, $0.6936 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7458).
Referenced by the price of 1 transaction in Table I.
- F2
The shares were sold at $1.5191 Canadian dollars, $1.1329 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7458).
Referenced by the price of 1 transaction in Table I.
- F3
The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6787 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7458).
Referenced by the price of 1 transaction in Table I.
- F4
The shares were sold at $1.5037 Canadian dollars, $1.1215 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7458).
Referenced by the price of 1 transaction in Table I.