Skip to main content

Barone Catherine Anne's Form 4 filing

Ivanhoe Electric Inc. (IE) · filed Jun 15, 2023

Accession no.
0001654954-23-008101
Filed
Jun 15, 2023
Trade date
Jun 13-14, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 29 non-derivative transactions and 1 derivative transaction. Open-market sales total $278.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Barone Catherine AnneCIK 0001932780Officer (Senior Vice President, Finance)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 13, 2023Common StockMOption exerciseAcquired+25,000$2.49+$62,25025,000Direct
Jun 13, 2023Common StockSSaleDisposed−2,500$13.75−$34,37522,500Direct
Jun 13, 2023Common StockSSaleDisposed−1,068$13.76−$14,695.6821,432Direct
Jun 13, 2023Common StockSSaleDisposed−2,800$13.77−$38,55618,632Direct
Jun 13, 2023Common StockSSaleDisposed−1,262$13.78−$17,390.3617,370Direct
Jun 13, 2023Common StockSSaleDisposed−200$13.80−$2,76017,170Direct
Jun 13, 2023Common StockSSaleDisposed−33$13.82−$456.0617,137Direct
Jun 13, 2023Common StockSSaleDisposed−596$13.90−$8,284.416,541Direct
Jun 13, 2023Common StockSSaleDisposed−4$13.91−$55.6416,537Direct
Jun 13, 2023Common StockSSaleDisposed−3,200$13.95−$44,64013,337Direct
Jun 13, 2023Common StockSSaleDisposed−1,101$13.96−$15,369.9612,236Direct
Jun 13, 2023Common StockSSaleDisposed−600$13.97−$8,38211,636Direct
Jun 13, 2023Common StockSSaleDisposed−300$14.15−$4,24511,336Direct
Jun 13, 2023Common StockSSaleDisposed−100$14.17−$1,41711,236Direct
Jun 13, 2023Common StockSSaleDisposed−300$14.20−$4,26010,936Direct
Jun 13, 2023Common StockSSaleDisposed−200$14.22−$2,84410,736Direct
Jun 14, 2023Common StockSSaleDisposed−300$13.75−$4,12510,436Direct
Jun 14, 2023Common StockSSaleDisposed−200$13.80−$2,76010,236Direct
Jun 14, 2023Common StockSSaleDisposed−300$13.82−$4,1469,936Direct
Jun 14, 2023Common StockSSaleDisposed−200$13.85−$2,7709,736Direct
Jun 14, 2023Common StockSSaleDisposed−400$13.90−$5,5609,336Direct
Jun 14, 2023Common StockSSaleDisposed−200$13.91−$2,7829,136Direct
Jun 14, 2023Common StockSSaleDisposed−1,800$13.93−$25,0747,336Direct
Jun 14, 2023Common StockSSaleDisposed−200$13.94−$2,7887,136Direct
Jun 14, 2023Common StockSSaleDisposed−500$13.95−$6,9756,636Direct
Jun 14, 2023Common StockSSaleDisposed−200$13.97−$2,7946,436Direct
Jun 14, 2023Common StockSSaleDisposed−1,200$14.00−$16,8005,236Direct
Jun 14, 2023Common StockSSaleDisposed−285$14.03−$3,998.554,951Direct
Jun 14, 2023Common StockSSaleDisposed−15$14.04−$210.64,936Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 13, 2023Common StockMOption exerciseDisposed−25,000$0.00$0200,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)