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Carroll Jonathan P's Form 4 filing

Blue Dolphin Energy Co (BDCO) ยท filed Jun 1, 2023

Accession no.
0001654954-23-007515
Filed
Jun 1, 2023
Trade date
May 26-30, 2023
Filing delay
6 daysLate
Rule 10b5-1 plan
Checked

This filing lists 19 non-derivative transactions. Open-market purchases total $44.7K. It was filed 6 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Carroll Jonathan PCIK 0001284154Director, Officer (CEO & President), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 26, 2023Common StockPPurchaseAcquired+2,000$3.39+$6,7803,933,298Direct
May 26, 2023Common StockPPurchaseAcquired+1,034$3.39+$3,505.263,934,332Direct
May 26, 2023Common StockPPurchaseAcquired+668$3.07+$2,050.763,935,000Direct
May 26, 2023Common StockPPurchaseAcquired+1,000$2.85+$2,8503,936,000Direct
May 26, 2023Common StockPPurchaseAcquired+1,500$2.92+$4,3803,937,500Direct
May 26, 2023Common StockPPurchaseAcquired+2,500$3.00+$7,5003,940,000Direct
May 30, 2023Common StockPPurchaseAcquired+100$3.15+$3153,940,100Direct
May 30, 2023Common StockPPurchaseAcquired+100$3.15+$3153,940,200Direct
May 30, 2023Common StockPPurchaseAcquired+100$3.27+$3273,940,300Direct
May 30, 2023Common StockPPurchaseAcquired+100$3.27+$3273,940,400Direct
May 30, 2023Common StockPPurchaseAcquired+100$3.40+$3403,940,500Direct
May 30, 2023Common StockPPurchaseAcquired+100$3.40+$3403,940,600Direct
May 30, 2023Common StockPPurchaseAcquired+100$3.40+$3403,940,700Direct
May 30, 2023Common StockPPurchaseAcquired+100$3.40+$3403,940,800Direct
May 30, 2023Common StockPPurchaseAcquired+100$3.40+$3403,940,900Direct
May 30, 2023Common StockPPurchaseAcquired+100$3.40+$3403,941,000Direct
May 30, 2023Common StockPPurchaseAcquired+100$3.55+$3553,941,100Direct
May 30, 2023Common StockPPurchaseAcquired+300$3.60+$1,0803,941,400Direct
May 30, 2023Common StockPPurchaseAcquired+3,600$3.58+$12,8883,945,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)