Moret Blake D.'s Form 4 filing
PTC Inc. (PTC) · filed Feb 17, 2023
- Accession no.
- 0001654954-23-001857
- Filed
- Feb 17, 2023
- Trade date
- Feb 16, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.06M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Moret Blake D.CIK 0001515154 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2023 | Common Stock | SSaleDisposed | −3,445 | $131.66F2 | −$453,568.7 | 7,595,199 | Indirect | |
| Feb 16, 2023 | Common Stock | SSaleDisposed | −4,555 | $132.67F3 | −$604,311.85 | 7,590,644 | Indirect | |
| Feb 16, 2023 | Common Stock | MOption exerciseAcquired | +2,081 | $0.00 | $0 | 14,905 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2023 | Common Stock | MOption exerciseDisposed | −2,081 | $0.00 | $0 | 0 | Direct | |
| Feb 16, 2023 | Common Stock | AGrant or awardAcquired | +1,901 | $0.00 | $0 | 1,901 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $131.09 to $132.0665. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $132.1099 to $133.0993. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.