Skip to main content

Kniker Catherine's Form 4 filing

PTC Inc. (PTC) · filed Feb 16, 2023

Accession no.
0001654954-23-001830
Filed
Feb 16, 2023
Trade date
Feb 15, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $26.0K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kniker CatherineCIK 0001914751Officer (Chief Strategy Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 15, 2023Common StockMOption exerciseAcquired+1,936$0.00$012,408Direct
Feb 15, 2023Common StockFTax withholdingDisposed−605$133.39−$80,700.9511,803Direct
Feb 15, 2023Common StockSSaleDisposed−194$134.16−$26,027.0411,609Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 15, 2023Common StockMOption exerciseDisposed0$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)