Harper-Denson Craig's Form 4 filing
Charge Enterprises, Inc. (CRGE) · filed Feb 15, 2023
- Accession no.
- 0001654954-23-001795
- Filed
- Feb 15, 2023
- Trade date
- Dec 16, 2022-Feb 13, 2023
- Filing delay
- 61 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $250.0K. It was filed 61 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Harper-Denson CraigCIK 0001872307 | Director, Officer (COO & CCO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2022 | Common Stock, par value $0.0001 | MOption exerciseAcquired | +128,866 | $0.55 | +$70,876.3 | 128,866 | Indirect | |
| Dec 22, 2022 | Common Stock, par value $0.0001 | GGiftDisposed | −128,866 | $0.00F2 | $0 | 128,866 | Indirect | |
| Dec 22, 2022 | Common Stock, par value $0.0001 | GGiftAcquired | +128,866 | $0.00F2 | $0 | 128,866 | Direct | |
| Feb 13, 2023 | Common Stock, par value $0.0001 | SSaleDisposed | −128,866 | $1.94F2 | −$250,000.04 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 16, 2022 | Common Stock | MOption exerciseDisposed | −128,866 | $0.00 | $0 | 9,500,875 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The sale price reported in Column 4 is the equivalent of the 95% of the volume weighted average price of the Issuer's Common Stock for the 75 days immediately preceding the 15th of December, 2022. The shares issued upon exercise of the option were gifted to the Reporting Person by Reporting Person's spouse and Reporting Person, as direct owner, disposed of the shares.
Referenced by the price of 3 transactions in Table I.