Rosati Mario M's Form 4 filing

Aehr Test Systems (AEHR) · filed Feb 7, 2023

Accession no.: 0001654954-23-001428
Filed: Feb 7, 2023
Trade date: Feb 3-6, 2023
Filing delay: 4 days
Rule 10b5-1 plan: Not on the form (before 2023)

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 non-derivative transactions. Open-market sales total $1.92M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
Rosati Mario MCIK 0001197808	Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
Feb 3, 2023	Common Stock	SSaleDisposed	−24,990	$36.06^F1	−$901,139.4	126,026	Indirect
Feb 6, 2023	Common Stock	SSaleDisposed	−27,943	$36.31^F3	−$1,014,610.33	98,083	Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.00 to $36.275, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Referenced by the price of 1 transaction in Table I.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.00 to $36.70, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Referenced by the price of 1 transaction in Table I.

Remarks

Mr. Mario Rosati retired from the Board of Director of Aehr Test Systems effective 1/24/2023. Ex. 24 - Power of Attorney

Read the full filing on SEC EDGAR (opens in a new tab)