Rosati Mario M's Form 4 filing
Aehr Test Systems (AEHR) · filed Feb 2, 2023
- Accession no.
- 0001654954-23-001226
- Filed
- Feb 2, 2023
- Trade date
- Jan 31, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 6 derivative transactions. Open-market sales total $3.13M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rosati Mario MCIK 0001197808 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 31, 2023 | Common Stock | MOption exerciseAcquired | +10,000 | $2.81 | +$28,100 | 10,000 | Direct | |
| Jan 31, 2023 | Common Stock | MOption exerciseAcquired | +10,000 | $3.46 | +$34,600 | 20,000 | Direct | |
| Jan 31, 2023 | Common Stock | MOption exerciseAcquired | +10,000 | $2.03 | +$20,300 | 30,000 | Direct | |
| Jan 31, 2023 | Common Stock | MOption exerciseAcquired | +10,000 | $1.77 | +$17,700 | 40,000 | Direct | |
| Jan 31, 2023 | Common Stock | MOption exerciseAcquired | +14,108 | $1.64 | +$23,137.12 | 54,108 | Direct | |
| Jan 31, 2023 | Common Stock | MOption exerciseAcquired | +10,000 | $1.34 | +$13,400 | 64,108 | Direct | |
| Jan 31, 2023 | Common Stock | SSaleDisposed | −64,108 | $34.23 | −$2,194,416.84 | 3,701 | Direct | |
| Jan 31, 2023 | Common Stock | SSaleDisposed | −27,000 | $34.72 | −$937,440 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 31, 2023 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 0 | Direct | |
| Jan 31, 2023 | Common Stock | MOption exerciseDisposed | −14,108 | $0.00 | $0 | 0 | Direct | |
| Jan 31, 2023 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 0 | Direct | |
| Jan 31, 2023 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 0 | Direct | |
| Jan 31, 2023 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 0 | Direct | |
| Jan 31, 2023 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Mr. Mario Rosati retired from the Board of Director of Aehr Test Systems effective 1/24/2023. Ex. 24 - Power of Attorney