Franklin James M.'s Form 4 filing
Ur-Energy Inc (URG) · filed Jan 30, 2023
- Accession no.
- 0001654954-23-001021
- Filed
- Jan 30, 2023, 5:07 PM ET
- Trade date
- Jan 26, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $415.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Franklin James M.CIK 0001595808 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 26, 2023 | Common shares | MOption exerciseAcquired | +193,574 | $0.5918F1 | +$114,557.09 | 799,501 | Direct | |
| Jan 26, 2023 | Common shares | SSaleDisposed | −193,574 | $1.24F2 | −$240,167.26 | 605,927 | Direct | |
| Jan 26, 2023 | Common shares | MOption exerciseAcquired | +142,609 | $0.4719F3 | +$67,297.19 | 748,536 | Direct | |
| Jan 26, 2023 | Common shares | SSaleDisposed | −142,609 | $1.23F4 | −$175,694.29 | 605,927 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 26, 2023 | Common shares | MOption exerciseDisposed | −193,574 | $0.00 | $0 | 499,257 | Direct | |
| Jan 26, 2023 | Common shares | MOption exerciseDisposed | −142,609 | $0.00 | $0 | 356,648 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The options were exercised and the shares were acquired at $0.79 Canadian dollars; $0.5918 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7491).
Referenced by the price of 1 transaction in Table I.
- F2
The shares were sold at $1.6563 Canadian dollars; $1.2407 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7491).
Referenced by the price of 1 transaction in Table I.
- F3
The options were exercised and the shares were acquired at $0.63 Canadian dollars; $0.4719 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7491).
Referenced by the price of 1 transaction in Table I.
- F4
The shares were sold at $1.6446 Canadian dollars; $1.2320 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7491).
Referenced by the price of 1 transaction in Table I.