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Chang Robby Sai Kit's Form 4 filing

Ur-Energy Inc (URG) · filed Jan 30, 2023

Accession no.
0001654954-23-001020
Filed
Jan 30, 2023
Trade date
Jan 27, 2023
Filing delay
3 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $224.6K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Chang Robby Sai KitCIK 0001732700Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 27, 2023Common SharesMOption exerciseAcquired+175,500$0.58F1+$101,790238,866Direct
Jan 27, 2023Common SharesSSaleDisposed−175,500$1.28F2−$224,64063,366Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 27, 2023Common SharesMOption exerciseDisposed−175,500$0.00$0717,331Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The options were exercised and the shares were acquired at $0.77 Canadian dollars; $0.5783 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7511).

Referenced by the price of 1 transaction in Table I.

F2

The shares were sold at $1.7034 Canadian dollars; $1.2794 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7511).

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)