Batesole Mike's Form 4 filing
Gold Flora Corp. (GRAM) · filed Jan 4, 2023
- Accession no.
- 0001654954-23-000114
- Filed
- Jan 4, 2023, 6:11 PM ET
- Trade date
- Jan 1, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $711.75. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Batesole MikeCIK 0001886583 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 1, 2023 | Common Shares | MOption exerciseAcquired | +10,000 | –F1 | – | 160,127 | Direct | |
| Jan 1, 2023 | Common Shares | SSaleDisposed | −4,875 | $0.146 | −$711.75 | 155,252 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 1, 2023 | Common Shares | MOption exerciseDisposed | −10,000 | –F1 | – | 230,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Upon vesting, restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.