Spana Carl's Form 4/A amendment
AmendedPalatin Technologies Inc (PTN) · filed Dec 28, 2022
- Accession no.
- 0001654954-22-016988
- Filed
- Dec 28, 2022
- Trade date
- Dec 27, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Dec 27, 2022
This filing lists 2 non-derivative transactions. Open-market purchases total $22.3K. It was filed 1 day after the trade.
This amendment replaces 0001654954-22-016961 (filed Dec 27, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Spana CarlCIK 0001042011 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 27, 2022 | Common Stock | PPurchaseAcquired | +5,000 | $2.23 | +$11,150 | 288,604 | Direct | |
| Dec 27, 2022 | Common Stock | PPurchaseAcquired | +5,000 | $2.23 | +$11,150 | 293,604 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Form 4 is amended to correct that the acquisition of stock was an open market purchase of common stock on an exchange.