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Wills Stephen T's Form 4/A amendment

Amended

Palatin Technologies Inc (PTN) · filed Dec 28, 2022

Accession no.
0001654954-22-016987
Filed
Dec 28, 2022
Trade date
Dec 27, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Dec 27, 2022

This filing lists 4 non-derivative transactions. Open-market purchases total $22.2K. It was filed 1 day after the trade.

This amendment replaces 0001654954-22-016963 (filed Dec 27, 2022).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Wills Stephen TCIK 0001103883Officer (Executive VP and CFO/COO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 27, 2022Common StockPPurchaseAcquired+2,640$2.20+$5,808259,741Direct
Dec 27, 2022Common StockPPurchaseAcquired+4,000$2.22+$8,880263,741Direct
Dec 27, 2022Common StockPPurchaseAcquired+100$2.22+$222263,841Direct
Dec 27, 2022Common StockPPurchaseAcquired+3,260$2.25+$7,335267,101Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Form 4 is amended to correct that the acquisition of stock was an open market purchase of common stock on an exchange.

Read the full filing on SEC EDGAR (opens in a new tab)