Wells Dominic Benjamin James's Form 4/A amendment
AmendedOnfolio Holdings, Inc (ONFO) · filed Dec 12, 2022
- Accession no.
- 0001654954-22-016383
- Filed
- Dec 12, 2022, 9:25 PM ET
- Trade date
- Nov 18, 2022
- Filing delay
- 24 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Nov 22, 2022
This filing lists 2 derivative transactions. It was filed 24 days after the trade.
This amendment replaces 0001654954-22-015645 (filed Nov 22, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wells Dominic Benjamin JamesCIK 0001825756 | Director, Officer (CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2022 | Common Stock | PPurchaseAcquired | +3,000 | $0.1784 | +$535.2 | 3,000 | Direct | |
| Nov 18, 2022 | Common Stock | PPurchaseAcquired | +60,000 | $0.1807 | +$10,842 | 63,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Immediate
Remarks
This Form 4/A corrects the previously filed Form 4 which incorrectly described the reported transactions in Table I, instead of Table II, and also corrects pricing information.