Heppelmann James E's Form 4 filing
PTC Inc. (PTC) · filed Dec 9, 2022
- Accession no.
- 0001654954-22-016310
- Filed
- Dec 9, 2022
- Trade date
- Dec 8, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $1.84M. It was filed 1 day after the trade.
This filing was later replaced by the amendment 0001654954-23-014540 (Nov 17, 2023). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heppelmann James ECIK 0001186555 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2022 | Common Stock | SSaleDisposed | −8,509 | $121.90F1 | −$1,037,247.1 | 922,158 | Direct | |
| Dec 8, 2022 | Common Stock | SSaleDisposed | −3,902 | $122.88F2 | −$479,477.76 | 918,256 | Direct | |
| Dec 8, 2022 | Common Stock | SSaleDisposed | −1,831 | $124.11F3 | −$227,245.41 | 916,425 | Direct | |
| Dec 8, 2022 | Common Stock | SSaleDisposed | −758 | $124.62F4 | −$94,461.96 | 915,667 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $121.48 to $122.47. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $122.495 to $123.27. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $123.5 to $124.4. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $124.45 to $124.73. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.