Harper-Denson Craig's Form 4 filing
Charge Enterprises, Inc. (CRGE) · filed Nov 28, 2022
- Accession no.
- 0001654954-22-015789
- Filed
- Nov 28, 2022
- Trade date
- Nov 23, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $250. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Harper-Denson CraigCIK 0001872307 | Director, Officer (COO / CCO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 23, 2022 | Common Stock, par value $0.0001 | MOption exerciseAcquired | +100 | $0.55 | +$55 | 100 | Indirect | |
| Nov 23, 2022 | Common Stock, par value $0.0001 | GGiftDisposed | −100 | $0.00F1 | $0 | 100 | Indirect | |
| Nov 23, 2022 | Common Stock, par value $0.0001 | GGiftAcquired | +100 | $0.00F1 | $0 | 100 | Direct | |
| Nov 23, 2022 | Common Stock, par value $0.0001 | SSaleDisposed | −100 | $2.50F1 | −$250 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 23, 2022 | Common Stock | MOption exerciseDisposed | −100 | $0.00 | $0 | 9,629,741 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The shares of common stock issued upon exercise of the option were gifted to the Reporting Person by Reporting Person's spouse and Reporting Person, as direct owner, disposed of the shares.The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 1, 2022, modified on August 29, 2022.
Referenced by the price of 3 transactions in Table I.