Harper-Denson Craig's Form 4 filing
Charge Enterprises, Inc. (CRGE) · filed Nov 9, 2022
- Accession no.
- 0001654954-22-014897
- Filed
- Nov 9, 2022
- Trade date
- Sep 16-Nov 7, 2022
- Filing delay
- 54 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $250.0K. It was filed 54 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Harper-Denson CraigCIK 0001872307 | Director, Officer (COO & CCO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 20, 2022 | Common Stock, par value $0.0001 | MOption exerciseAcquired | +84,459 | $0.55 | +$46,452.45 | 84,459 | Indirect | |
| Sep 20, 2022 | Common Stock, par value $0.0001 | GGiftDisposed | −84,459 | $0.00F2 | $0 | 84,459 | Indirect | |
| Sep 20, 2022 | Common Stock, par value $0.0001 | GGiftAcquired | +84,459 | $0.00F2 | $0 | 84,459 | Direct | |
| Nov 7, 2022 | Common Stock, par value $0.0001 | SSaleDisposed | −84,459 | $2.96F2 | −$249,998.64 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2022 | Common Stock | MOption exerciseDisposed | −84,459 | $0.00 | $0 | 9,638.04 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The sale price reported in Column 4 is the equivalent of the 95% of the volume weighted average price of the Issuer's Common Stock for the 75 days immediately preceding the 15th of September, 2022. The shares issued upon exercise of the option were gifted to the Reporting Person by Reporting Person's spouse and Reporting Person, as direct owner, disposed of the shares.
Referenced by the price of 3 transactions in Table I.