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Datcher Terence Troy's Form 4 filing

Gold Flora Corp. (GRAM) · filed Nov 3, 2022

Accession no.
0001654954-22-014690
Filed
Nov 3, 2022, 4:07 PM ET
Trade date
Nov 1, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.04K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Datcher Terence TroyCIK 0001768822Officer (Cheif Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 1, 2022Common SharesMOption exerciseAcquired+18,072–F1–165,775Direct
Nov 1, 2022Common SharesSSaleDisposed−8,960$0.3398−$3,044.61156,815Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 1, 2022Common SharesMOption exerciseDisposed−18,072$0.00$0397,590Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Upon vesting, restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)