Troiano John's Form 4/A amendment
AmendedOneWater Marine Inc. (ONEW) · filed Oct 11, 2022
- Accession no.
- 0001654954-22-013588
- Filed
- Oct 11, 2022
- Trade date
- Sep 22, 2020
- Filing delay
- 749 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Sep 23, 2020
This filing lists 1 non-derivative transaction. Open-market sales total $2.21M. It was filed 749 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Troiano JohnCIK 0001789800 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 22, 2020 | Class A common stock, par value $0.01 | SSaleDisposed | −116,273 | $19.00 | −$2,209,187 | 67,275 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Reporting Person's Form 4, timely filed on September 23, 2020 (the "September 2020 Form 4"), inadvertently reported a transaction involving 116,273 shares of Class A Common Stock in Column 4 of Table I as an "A" or acquisition transaction (inconsistent with certain other information reported in the September 2020 Form 4). The transaction was in fact a disposition of 116,273 shares of Class A Common Stock by Beekman Investment Partners AIV III-OWM, L.P. ("AIV III"). This amendment corrects the error in Column 4 of Table I, changing the "A" transaction code to "D". Aside from the correction of this recently discovered error on the September 2020 Form 4, the September 2020 Form 4 was otherwise accurate and remains unchanged.
- F2
The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F3
AIV III is an investment fund that is managed by a general partner, Beekman Investment Group III, LLC. The Reporting Person is the sole manager of Beekman Investment Group III, LLC.