Jennings Michael Lanteri's Form 4 filing

Planet 13 Holdings Inc. (PLNH) · filed Sep 30, 2022

Accession no.: 0001654954-22-013156
Filed: Sep 30, 2022
Trade date: Sep 28-29, 2022
Filing delay: 2 days
Rule 10b5-1 plan: Not on the form (before 2023)

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 non-derivative transactions. Open-market sales total $57.2K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
Jennings Michael LanteriCIK 0001916659	Officer (Pres. of East Coast Operations)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
Sep 28, 2022	Common Shares	SSaleDisposed	−35,000	$1.10^F1	−$38,500	2,380,350	Direct
Sep 29, 2022	Common Shares	SSaleDisposed	−17,500	$1.07^F2	−$18,725	2,362,850	Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

This is a weighted average of sale prices for all transactions made on September 28, 2022. Sales were made in Canadian dollars, ranging from C$1.4813 to C$1.5328 which convert to US$1.0844 to US$1.1221 using an exchange rate of C$1.3660=US$1.00. Upon request, the reporting person will provide to the SEC, the issuer, or any security holder of the issuer full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

This is a weighted average of sale prices for all transactions made on September 29, 2022. Sales were made in Canadian dollars, ranging from C$1.4550 to C$1.4797 which convert to US$1.0615 to US$1.0795 using an exchange rate of C$1.3707=US$1.00. Upon request, the reporting person will provide to the SEC, the issuer, or any security holder of the issuer full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)