Kukes Simon G's Form 4/A amendment
AmendedPedevco Corp (PED) · filed Sep 20, 2022
- Accession no.
- 0001654954-22-012756
- Filed
- Sep 20, 2022, 8:43 PM ET
- Trade date
- Sep 19-20, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Sep 20, 2022
This filing lists 2 non-derivative transactions. Open-market purchases total $209.7K. It was filed 1 day after the trade.
This amendment replaces 0001654954-22-012746 (filed Sep 20, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kukes Simon GCIK 0001222390 | Director, Officer (Chief Executive Officer), 10% Owner |
| SK Energy LLCCIK 0001745851 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 19, 2022 | Common Stock | PPurchaseAcquired | +150,716 | $1.04 | +$156,744.64 | 4,442,848 | Direct | |
| Sep 20, 2022 | Common stock | PPurchaseAcquired | +51,903 | $1.02F1 | +$52,992.96 | 4,494,151 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $1.018 to $1.029, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
See the Powers of Attorney filed as Exhibits 24.1 and 24.2, to the Form 4 filed by the Reporting Persons on June 19, 2019. This Form 4/A is being filed to amend and correct the purchase price of the shares of common stock purchased by the Reporting Persons on September 19, 2022, from "$1.40" per share to "$1.04" per share, as originally reported in the Form 4 filed by the Reporting Persons on September 20, 2022.