Mobley Paul W's Form 4 filing
Noble Romans Inc (NROM) · filed Sep 13, 2022
- Accession no.
- 0001654954-22-012447
- Filed
- Sep 13, 2022, 3:59 PM ET
- Trade date
- Sep 9, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 derivative transactions. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mobley Paul WCIK 0001193901 | Director, Officer (Executive Chairman and CFO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The warrant and note were purchased in a single transaction with a total purchase price of $200,000.
Referenced by the price of 2 transactions in Table II.