Shure Brian's Form 4 filing
Lowell Farms Inc. (LOWLF) · filed Sep 2, 2022
- Accession no.
- 0001654954-22-012144
- Filed
- Sep 2, 2022
- Trade date
- Aug 15, 2022
- Filing delay
- 18 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 derivative transactions. It was filed 18 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shure BrianCIK 0001861410 | Director, Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2022 | Subordinate Voting Shares | PPurchaseAcquired | +2,161,695 | –F3 | – | 2,161,695 | Indirect | |
| Aug 15, 2022 | Subordinate Voting Shares | PPurchaseAcquired | +2,161,695 | –F3 | – | 2,161,695 | Indirect | |
| Aug 15, 2022 | Subordinate Voting Shares | PPurchaseAcquired | +3,242,542 | –F3 | – | 3,242,542 | Indirect | |
| Aug 15, 2022 | Subordinate Voting Shares | PPurchaseAcquired | +5,188,067 | –F5 | – | 5,188,067 | Indirect | |
| Aug 15, 2022 | Subordinate Voting Shares | PPurchaseAcquired | +5,188,067 | –F5 | – | 5,188,067 | Indirect | |
| Aug 15, 2022 | Subordinate Voting Shares | PPurchaseAcquired | +7,782,101 | –F5 | – | 7,782,101 | Indirect | |
| Aug 15, 2022 | Subordinate Voting Shares | PPurchaseAcquired | +1,297,017 | –F7 | – | 1,297,017 | Indirect | |
| Aug 15, 2022 | Subordinate Voting Shares | PPurchaseAcquired | +1,297,017 | –F7 | – | 1,297,017 | Indirect | |
| Aug 15, 2022 | Subordinate Voting Shares | PPurchaseAcquired | +1,945,525 | –F7 | – | 1,945,525 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The aggregate purchase price paid for the convertible debentures and warrants is $500,000.
Referenced by the price of 3 transactions in Table II.
- F5
The aggregate purchase price paid for the convertible debentures and warrants is $1,200,000.
Referenced by the price of 3 transactions in Table II.
- F7
The aggregate purchase price paid for the convertible debentures and warrants is $300,000.
Referenced by the price of 3 transactions in Table II.