Toronto Dominion Holdings USA Inc's Form 4 filing
BlackRock Muniyield Quality Fund III, Inc. (MYI) · filed Jun 24, 2022
- Accession no.
- 0001654954-22-008718
- Filed
- Jun 24, 2022, 9:54 AM ET
- Trade date
- Jun 22, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Toronto Dominion Holdings USA IncCIK 0000744464 | 10% Owner |
| TD Securities (USA) LLCCIK 0000803012 | 10% Owner |
| Toronto Dominion BankCIK 0000947263 | 10% Owner |
| TD Group US Holdings LLCCIK 0001710914 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 22, 2022 | MuniFund Preferred Shares | SSaleDisposed | −1,760 | –F1 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The 1,760 MuniFund Preferred Shares ("Shares") reported as disposed of in Table I represent shares that were beneficially owned by TD Securities (USA) LLC ("TDS"). The Shares were disposed of as a result of a sale of such shares by TDS in an open market transaction for a sales price of $100,000 per share. The 1,760 shares reported as disposed of in Table I represent shares that were beneficially owned by TDS. TDS is a wholly owned subsidiary of The Toronto-Dominion Bank ("TD Bank").
Referenced by the price of 1 transaction in Table I.
Remarks
Exhibits Index Exhibit 99.1 - Joint Filing Agreement Exhibit 99.2 - Joint Filer Information