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Ainos Inc's Form 4 filing

Ainos, Inc. (AIMD) · filed May 6, 2022

Accession no.
0001654954-22-006186
Filed
May 6, 2022
Trade date
Mar 17, 2022
Filing delay
50 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 derivative transactions. It was filed 50 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ainos IncCIK 000185930910% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 17, 2022Common StockHLess common codeDisposed−15,000,000–F2–0Direct
Mar 17, 2022Common StockPPurchaseAcquired+15,000,000–F2–3,000,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The two transactions reported in Table II above involved the amendment of the outstanding convertible notes to extend the expiration date to February 28, 2023. The amendment is reported above as the cancellation of the old convertible notes and the acquisition of the new ones.

Referenced by the price of 2 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)