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Klenda Jeffrey T.'s Form 4 filing

Ur-Energy Inc (URG) · filed Mar 23, 2022

Accession no.
0001654954-22-003674
Filed
Mar 23, 2022
Trade date
Mar 22, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $431.0K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Klenda Jeffrey T.CIK 0001595593Director, Officer (BOARD CHAIRMAN AND PRESIDENT)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 22, 2022Common SharesMOption exerciseAcquired+239,422$0.72F1+$172,383.843,077,743Direct
Mar 22, 2022Common SharesSSaleDisposed−239,422$1.80F2−$430,959.62,838,321Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 22, 2022Common SharesMOption exerciseDisposed−239,422$0.00$01,282,061Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The options were exercised and the shares were acquired at $0.90 Canadian dollars; $0.7150 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7944).

Referenced by the price of 1 transaction in Table I.

F2

The shares were sold at $2.2664 Canadian dollars; $1.8004 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7944).

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)