Skip to main content

Von Staats Aaron C's Form 4 filing

PTC Inc. (PTC) · filed Feb 2, 2022

Accession no.
0001654954-22-001030
Filed
Feb 2, 2022
Trade date
Dec 9, 2021-Feb 1, 2022
Filing delay
55 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions. Open-market sales total $435.0K. It was filed 55 days after the trade, past the 2-business-day deadline.

This filing was later replaced by the amendment 0001654954-22-005859 (May 3, 2022). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Von Staats Aaron CCIK 0001252191Officer (EVP, GC and Secretary)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 9, 2021Common StockGGiftDisposed−44$0.00$048,565Direct
Dec 9, 2021Common StockGGiftDisposed−18$0.00$048,547Direct
Feb 1, 2022Common StockSSaleDisposed−1,835$115.93F3−$212,731.5546,804Direct
Feb 1, 2022Common StockSSaleDisposed−1,906$116.60F4−$222,239.644,898Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

This transaction was executed in multiple trades at prices ranging from $115.37 to $116.36. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades at prices ranging from $116.43 to $116.95. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)