Von Staats Aaron C's Form 4 filing
PTC Inc. (PTC) · filed Nov 18, 2021
- Accession no.
- 0001654954-21-012435
- Filed
- Nov 18, 2021
- Trade date
- Nov 16-17, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $872.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Von Staats Aaron CCIK 0001252191 | Officer (EVP, GC and Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2021 | Common Stock | SSaleDisposed | −1,137 | $119.85F2 | −$136,269.45 | 35,829 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −1,533 | $120.61F3 | −$184,895.13 | 34,296 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −1,406 | $122.08F4 | −$171,644.48 | 33,890 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −2,988 | $123.16F5 | −$368,002.08 | 29,902 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −98 | $123.67 | −$12,119.66 | 29,804 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2021 | Common Stock | AGrant or awardAcquired | +4,701 | $0.00 | $0 | 4,701 | Direct | |
| Nov 17, 2021 | Common Stock | AGrant or awardAcquired | +4,701 | $0.00 | $0 | 4,701 | Direct | |
| Nov 17, 2021 | Common Stock | AGrant or awardAcquired | +9,403 | $0.00 | $0 | 9,403 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $119.28 to $120.245. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $120.29 to $121.27. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $121.6 to $122.54. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $122.655 to $123.53. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.