Scott Geoffrey Gates's Form 4 filing

Aehr Test Systems (AEHR) · filed Nov 16, 2021

Accession no.: 0001654954-21-012324
Filed: Nov 16, 2021
Trade date: Nov 12-15, 2021
Filing delay: 4 days
Rule 10b5-1 plan: Not on the form (before 2023)

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 non-derivative transactions. Open-market sales total $1.27M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
Scott Geoffrey GatesCIK 0001824121	Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
Nov 12, 2021	Common Stock	SSaleDisposed	−26,977	$25.13^F1	−$677,932.01	163,023	Indirect
Nov 15, 2021	Common Stock	SSaleDisposed	−23,023	$25.72^F2	−$592,151.56	140,000	Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.10 to $25.17, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above

Referenced by the price of 1 transaction in Table I.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.14 to $25.72, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Referenced by the price of 1 transaction in Table I.

Remarks

Ex. 24 - Power of Attorney

Read the full filing on SEC EDGAR (opens in a new tab)