Boberg W. William's Form 4 filing
Ur-Energy Inc (URG) · filed Nov 9, 2021
- Accession no.
- 0001654954-21-011868
- Filed
- Nov 9, 2021
- Trade date
- Nov 5, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $78.2K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Boberg W. WilliamCIK 0001595538 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2021 | Common Shares | MOption exerciseAcquired | +48,394 | $1.90F2 | +$91,948.6 | 857,009 | Direct | |
| Nov 5, 2021 | Common Shares | MOption exerciseAcquired | +128,000 | $0.59F5 | +$75,520 | 985,009 | Direct | |
| Nov 5, 2021 | Common Shares | SSaleDisposed | −42,247 | $1.85F6 | −$78,156.95 | 942,762 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2021 | Common Shares | MOption exerciseDisposed | −48,394 | $0.00 | $0 | 75,443 | Direct | |
| Nov 5, 2021 | Common shares | MOption exerciseDisposed | −128,000 | $0.00 | $0 | 721,526 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The common shares were priced at $2.36 Canadian dollars and $1.8953 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.8031) as reported by Bank of Canada on its website, www.bankofcanada.ca.
Referenced by the price of 1 transaction in Table I.
- F5
The options were exercised, and the shares were acquired, at $0.73 Canadian dollars; $0.5863 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.8031).
Referenced by the price of 1 transaction in Table I.
- F6
The shares were sold at $2.3093 Canadian dollars; $1.8546 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.8031).
Referenced by the price of 1 transaction in Table I.