Slayen Howard T's Form 4 filing
Aehr Test Systems (AEHR) · filed Oct 15, 2021
- Accession no.
- 0001654954-21-011152
- Filed
- Oct 15, 2021
- Trade date
- Oct 13, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $102.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Slayen Howard TCIK 0001203324 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 13, 2021 | Common Stock | MOption exerciseAcquired | +10,000 | $2.06 | +$20,600 | 249,090 | Direct | |
| Oct 13, 2021 | Common Stock | MOption exerciseAcquired | +18,219 | $2.06 | +$37,531.14 | 267,309 | Direct | |
| Oct 13, 2021 | Common Stock | SSaleDisposed | −2,500 | $20.47 | −$51,175 | 264,809 | Direct | |
| Oct 13, 2021 | Common Stock | SSaleDisposed | −2,500 | $20.45 | −$51,125 | 262,309 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 13, 2021 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 0 | Direct | |
| Oct 13, 2021 | Common Stock | MOption exerciseDisposed | −18,219 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Ex. 24-Power of Attorney