Poehlman Cynthia's Form 4 filing
Parkervision Inc (PRKR) · filed Oct 14, 2021
- Accession no.
- 0001654954-21-011101
- Filed
- Oct 14, 2021, 7:15 PM ET
- Trade date
- Oct 12-14, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $11.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Poehlman CynthiaCIK 0001076391 | Officer (CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 12, 2021 | Common Stock | MOption exerciseAcquired | +2,525 | $0.171 | +$431.78 | 27,718 | Direct | |
| Oct 12, 2021 | Common stock | SSaleDisposed | −2,525 | $1.21 | −$3,055.25 | 25,193 | Direct | |
| Oct 13, 2021 | Common Stock | MOption exerciseAcquired | +3,475 | $0.171 | +$594.23 | 28,668 | Direct | |
| Oct 13, 2021 | Common Stock | SSaleDisposed | −3,475 | $1.21 | −$4,204.75 | 25,193 | Direct | |
| Oct 14, 2021 | Common Stock | MOption exerciseAcquired | +3,154 | $0.171 | +$539.33 | 28,347 | Direct | |
| Oct 14, 2021 | Common Stock | SSaleDisposed | −3,154 | $1.21 | −$3,816.34 | 25,193 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 12, 2021 | Common Stock | CConversionDisposed | −2,525 | $0.171 | −$431.78 | 904,775 | Direct | |
| Oct 13, 2021 | Common Stock | CConversionDisposed | −3,475 | $0.171 | −$594.23 | 901,300 | Direct | |
| Oct 14, 2021 | Common Stock | CConversionDisposed | −3,154 | $0.171 | −$539.33 | 898,146 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.