Kukes Simon G's Form 4 filing
Pedevco Corp (PED) · filed Sep 29, 2021
- Accession no.
- 0001654954-21-010546
- Filed
- Sep 29, 2021, 5:02 PM ET
- Trade date
- Sep 27-29, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $140.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kukes Simon GCIK 0001222390 | Director, Officer (Chief Executive Officer), 10% Owner |
| SK Energy LLCCIK 0001745851 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 27, 2021 | Common stock | PPurchaseAcquired | +56,430 | $1.44 | +$81,202.77 | 2,614,251 | Direct | |
| Sep 29, 2021 | Common stock | PPurchaseAcquired | +42,696 | $1.40F1 | +$59,560.92 | 2,656,947 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $1.42 to $1.352. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
See the Powers of Attorney filed as Exhibits 24.1 and 24.2, to the Form 4 filed by the Reporting Persons on June 19, 2019.