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Rubin Shmuel's Form 4 filing

Lightpath Technologies Inc (LPTH) · filed Sep 17, 2021

Accession no.
0001654954-21-010171
Filed
Sep 17, 2021
Trade date
Sep 17, 2021
Filing delay
Same day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 7 non-derivative transactions. Open-market purchases total $42.1K. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rubin ShmuelCIK 0001806183Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 17, 2021Class A common stockPPurchaseAcquired+300$2.24+$67241,520Direct
Sep 17, 2021Class A common stockPPurchaseAcquired+100$2.25+$22541,520Direct
Sep 17, 2021Class A common stockPPurchaseAcquired+200$2.26+$45241,520Direct
Sep 17, 2021Class A common stockPPurchaseAcquired+228$2.26+$515.2841,520Direct
Sep 17, 2021Class A common stockPPurchaseAcquired+240$2.26+$542.441,520Direct
Sep 17, 2021Class A common stockPPurchaseAcquired+318$2.27+$721.8641,520Direct
Sep 17, 2021Class A common stockPPurchaseAcquired+17,114$2.28+$39,019.9241,520Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)