Hatlen Joel S's Form 4 filing
Data I/O Corp (DAIO) · filed Sep 9, 2021
- Accession no.
- 0001654954-21-009911
- Filed
- Sep 9, 2021
- Trade date
- Sep 7-9, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $128.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hatlen Joel SCIK 0001222541 | Officer (Vice President CFO COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2021 | common stock | SSaleDisposed | −2,000 | $7.01 | −$14,020 | 184,158 | Direct | |
| Sep 8, 2021 | common stock | SSaleDisposed | −13,708 | $7.01 | −$96,093.08 | 170,450 | Direct | |
| Sep 9, 2021 | common stock | SSaleDisposed | −2,500 | $7.50 | −$18,750 | 167,950 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
open market sale under 10b5-1 plan on 9.7.2021