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Morris Arlene's Form 4/A amendment

Amended

Palatin Technologies Inc (PTN) · filed Jul 2, 2021

Accession no.
0001654954-21-007565
Filed
Jul 2, 2021
Trade date
Jul 1, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Jul 1, 2021

This filing lists 1 non-derivative transaction. Open-market purchases total $20.5K. It was filed 1 day after the trade.

This amendment replaces 0001654954-21-007511 (filed Jul 1, 2021).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Morris ArleneCIK 0001362520Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 1, 2021Common stockPPurchaseAcquired+33,000$0.62F2+$20,460698,666Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Amended to reflect open market purchases of non-derivative security.

F2

Weighted average of price paid per share on order, with prices per share ranging from $0.6149 to $0.6217. The reporting person hereby undertakes upon request to provide to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)